Overview
Securities are offered to North American investors through XT Capital Partners LLC (XTC) a member odf FINRA/SPIC/MSRB. XTC has created and implemented a business continuity plan to mitigate the effects of unforeseen business interruptions. This is designed to enable it to continue or resume its third-party marketing services in the event of an emergency or significant business disruption.
Communications and locations of employees during a disruption
In the event of a significant business disruption, XTC will communicate with its employees in several different ways, for example employing a calling tree, who will be relocated to alternative back-up locations. Recovery time for most of the applications involved in XTC’s advisory services and employee relocation is expected to range from immediate to 24 hours.
Communications with customers, vendors and counterparties
XTC currently communicates with its clients using the phone, email, US Mail, its website and in person. In the event of a significant business disruption, it will assess which means of communication are still available and use the means closest in speed to the means used in the past. Additionally, if all traditional means of communication are not available, XTC will post emergency contact information and instructions on its web site (www.XTCapital.com ) regarding access to XT Capital representatives.
Books and records
XTC maintains its hard-copy books and records and electronic records primarily at its Main Office and back-up books and records at alternate locations. If records are lost as the result of a business disruption or for any other reason, it has the means to physically recover data from both physical and electronic back-up locations.
Disclosure
XTC’s business continuity plan is designed to address its continued operation in the event of an emergency situation or significant business disruption. However, all risks of business interruption cannot be eliminated and XTC cannot guarantee that systems will always be available or recoverable following a significant business disruption. It has no control over and must rely upon the disaster recovery plans of its various critical business constituents and vendors. In the event that material changes are made to this business continuity plan, XTC will send an updated copy to all of its clients.
The information contained in this disclosure is provided by XTC for informational purposes only. Nothing contained herein shall be construed to amend, supplement or otherwise modify any of the terms and conditions set forth in any XTC customer agreement.